Form CRS

Form CRS (Client Relationship Summary) is a uniform disclosure document prescribed by the SEC; it is intended to enhance investor protection by providing succinct and relevant information to retail investors, thus enabling comparability between broker-dealers and investment advisers. Please click this link to access Uptick Partners Form CRS.

Form ADV Part 2

For information pertaining to the registration status of Uptick Partners, LLC, a copy Uptick Partners’ current written disclosure statement discussing Uptick Partners’ business operations, services, and fees is available at the SEC’s investment adviser public information website or from Uptick Partners, LLC at no charge upon written request. Please click this link to access Uptick Partners ADV.

CFP^®

MINIMUM QUALIFICATIONS FOR THE CERTIFIED FINANCIAL PLANNER (CFFP) DESIGNATION:

I am certified for financial planning services in the United States by the Certified Financial Planner Board of Standards, Inc. (“CFP Board”). Therefore, I may refer to myself as a CERTIFIED FINANCIAL PLANNER™ professional or a CFP® professional, and I may use these and the CFP Board’s other certification marks (the “CFP Board Certification Marks”). The CFP® certification is voluntary. No federal or state law or regulation requires financial planners to hold the CFP® certification. You may find more information about the CFP® certification at www.CFP.net.

CFP® professionals have met the CFP Board’s high standards for education, examination, experience, and ethics. To become a CFP® professional, an individual must fulfill the following requirements:

• Education – Earn a bachelor’s degree or higher from an accredited college or university and complete CFP Board-approved coursework at a college or university through a CFP Board Registered Program. The coursework covers the financial planning subject areas the CFP Board has determined are necessary for the competent and professional delivery of financial planning services, as well as a comprehensive financial plan development capstone course. A candidate may satisfy some of the coursework requirements through other qualifying credentials. CFP Board implemented the bachelor’s degree or higher requirement in 2007 and the financial planning development capstone course requirement in March 2012. Therefore, a CFP® professional who first became certified before those dates may not have earned a bachelor’s or higher degree or completed a financial planning development capstone course.
• Examination – Pass the comprehensive CFP® Certification Examination. The examination is designed to assess an individual’s ability to integrate and apply a broad base of financial planning knowledge in the context of real-life financial planning situations.
• Experience – Complete 6,000 hours of professional experience related to the personal financial planning process or 4,000 hours of apprenticeship experience that meets additional requirements.
• Ethics – Satisfy the Fitness Standards for Candidates for CFP® Certification and Former CFP® Professionals Seeking Reinstatement and agree to be bound by CFP Board’s Code of Ethics and Standards of Conduct (“Code and Standards”), which sets forth the ethical and practice standards for CFP® professionals.

  Individuals who become certified must complete the following ongoing education and ethics requirements to remain certified and maintain the right to continue to use the CFP Board Certification Marks:

• Ethics – Commit to complying with the CFP Board’s Code and Standards. This includes a commitment to the CFP Board, as part of the certification, to act as a fiduciary, and therefore, act in the best interests of the client, at all times when providing financial advice and financial planning. CFP Board may sanction a CFP® professional who does not abide by this commitment, but CFP Board does not guarantee a CFP® professional’s services. A client who seeks a similar commitment should obtain a written engagement that includes a fiduciary obligation to the client.
• Continuing Education – Complete 30 hours of continuing education every two years to maintain competence, demonstrate specified levels of knowledge, skills, and abilities, and keep up with developments in financial planning. Two of the hours must address the Code and Standards.

CPWA®

The Certified Private Wealth Advisor® (CPWA®) certification is an advanced credential for financial advisors who work with high-net-worth clients. To earn the CPWA® designation, candidates must meet specific experience, education, examination, and ethics requirements. This includes completing a rigorous education program, passing a comprehensive examination, and adhering to a strict code of professional responsibility. Additionally, CPWA® professionals are required to complete 40 hours of continuing education every two years to maintain their certification.

The Investments & Wealth Institute®, which administers the CPWA® certification, mandates that all certificants adhere to its Code of Professional Responsibility. This code requires professionals to act in the best interest of their clients, disclose services and compensation, manage conflicts of interest, and maintain a high level of ethical conduct.

For more detailed information about the CPWA® certification and its requirements, you can visit the Investments & Wealth Institute’s official website. https://investmentsandwealth.org/certifications/cpwa-certification

General Website Disclaimer

Olympus Wealth Strategies provides investment advisory services through Uptick Partners, LLC, a Registered Investment Adviser. Uptick Partners, LLC (“Uptick Partners”) and its advisors follow the current filing requirements imposed upon registered investment advisors by those jurisdictions in which Uptick Partners maintains clients. Uptick Partners may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements.

Olympus Wealth Strategies’ website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links.

The publication of Olympus Wealth Strategies’ website on the internet should not be construed by any client and/or prospective client as Olympus Wealth Strategies’ solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the internet. Any subsequent, direct communication by Olympus Wealth Strategies with a prospective client shall be conducted by an advisor that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Uptick Partners, please contact the SEC or the state securities regulators for those states in which Uptick Partners maintains a filing. A copy of Uptick Partners’ current Form CRS and written ADV Part 2A disclosure statement discussing Uptick Partners’ business operations, service, and fees is available from Uptick Partners or Olympus Wealth Strategies upon written request.

Certain portions of Olympus Wealth Strategies’ website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Olympus Wealth Strategies (and those of other investment and non-investment professionals) positions and/or recommendations of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendations(s). Additionally, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Olympus Wealth Strategies, or from any other investment professional. Olympus Wealth Strategies is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice.

Olympus Wealth Strategies may provide links from this website to a third-party website or permit a link from a third-party website to this site. Such links are for your convenience only and do not imply any affiliation with, or an endorsement, authorization, sponsorship or promotion of the third-party website or its owner. Olympus Wealth Strategies does not control or review any link, and accepts no responsibility for the content, products or services provided at these linked websites. If you decide to access such third-party websites, you do so solely at your own risk and you should be aware that third-party websites are governed by their own terms and conditions and privacy policies.

To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to Olympus Wealth Strategies’ website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Olympus Wealth Strategies, or from any other investment professional.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by Olympus Wealth Strategies) made reference to, directly or indirectly, by Olympus Wealth Strategies in its website, or indirectly by a link to an unaffiliated third-party website, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio.

Olympus Wealth Strategies reserves the right in its sole discretion to refuse permission or to cancel permission to link to this site at any time. Olympus Wealth Strategies does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Olympus Wealth Strategies’ website or incorporated herein and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.